Exempt fund manager application
CITIC Securities Company Limited
- CITIC Securities Asset Management (HK) Limited
- China Asset Management (Hong Kong) Limited
- China Asset Management Co., Ltd.
- CITIC Securities Company Limited
- CITIC Futures Co., Ltd.
- China Capital management Co., Ltd.
- CITIC Securities Asset Management Company Limited
- Citigroup First Investment Management Limited
- Deutsche Bank AG, Hong Kong Branch
- Deutsche Bank AG, Singapore Branch
- Deutsche Bank AG
- Deutsche Bank AG, Frankfurt Branch
- Deutsche Bank Securities Inc.
- Deutsche Bank Trust Company Americas
- Deutsche Bank National Trust Company
- Deutsche Bank Trust Company, National Association
- Deutsche Bank (Suisse) S.A.
- Deutsche Bank Luxembourg S.A.
- DB UK Bank Limited
- Deutsche Bank AG, Brussels Branch
- Deutsche Bank Sociedad Anónima Española Unipersonal
- Deutsche Wealth Management S.G.I.I.C., S.A.
- Deutsche Bank S.p.A
DWS Group GmbH & Co. KGaA
- DWS Investments Hong Kong Limited
- DWS Investment Management Americas, Inc
- DBX Advisors LLC
- RREEF America L.L.C.
- DWS Investments UK Limited
- DWS International GmbH
- DWS Investment GmbH ("DWS Investment Germany")
- DWS Investment SA ("DWS Investment Luxembourg")
- DWS CH AG
- DWS Investments Australia Limited
- Goldman Sachs Hedge Fund Strategies L.L.C.
(formerly, Goldman Sachs Princeton LLC)
- Goldman Sachs Asset Management International
- Goldman Sachs Asset Management, LP
- Goldman Sachs Asset Management Co. Ltd
- Goldman Sachs Asset Management Australia Pty Ltd.
(formerly, Goldman Sachs Asset Management & Partners Australia Pty Ltd.)
(and further formerly, Goldman Sachs JBWere Investment Management Pty Ltd.)
- Goldman Sachs Asset Management (Singapore) Pte. Ltd.
- Goldman Sachs Asset Management (Hong Kong) Limited
- Goldman Sachs Asset Management B.V.
(formerly known as NN Investment Partners B.V.)
- Goldman Sachs Asset Management belgium S.A.
(formerly known as NN Investment Partners Belgium S.A.)
- Hang Seng Investment Management Limited
- HSBC Global Asset Management (Hong Kong) Limited
(formerly, HSBC Investments (Hong Kong) Limited)
(and further formerly, HSBC Asset Management (Hong Kong) Limited)
- HSBC Global Asset Management (UK) Limited
(formerly, HSBC Investments (UK) Limited)
(and further formerly, HSBC Asset Management (Europe) Limited)
- HSBC Asset Management (Japan) Limited (formerly, HSBC Global Asset Management (Japan) K.K.) (and further formerly, HSBC Investment (Japan) K.K.)
- HSBC International Trustee Limited, Jersey Branch
- HSBC Global Asset Management (Taiwan) Limited (English name for identification only)
(formerly, HSBC Investments (Taiwan) Limited)
- HSBC Global Asset Management (Singapore) Limited
(formerly, HSBC Investments (Singapore) Limited)
- HSBC Global Asset Management (France)
- HSBC Trustee (Singapore) Limited
- HSBC (Malaysia) Trustee Berhad
- HSBC Trustee (Hong Kong) Limited
- HSBC Private Trustee (Hong Kong) Limited
- HSBC Trustee (CI) Limited
- Portfolio Management Team of Private Banking Division of The Hongkong and Shanghai Banking Corporation Limited
- HSBC Jintrust Fund Management Company Limited
- HSBC International Trustee Limited, Singapore Branch
- HSBC International Trustee Limited
- Private Banking Department of HSBC Bank USA
- HSBC UK Bank plc
- Asset Management Division of HSBC Qianhai Securities Limited
- JPMorgan Asset Management (Asia Pacific) Limited
- JPMorgan Asset Management (Singapore) Limited (formerly, JF Asset Management (Singapore) Limited)
- JPMorgan Asset Management (Taiwan) Limited (formerly, JF Asset Management (Taiwan) Limited)
- JPMorgan Asset Management (Japan) Limited
- JPMorgan Asset Management (UK) Limited
- JPMorgan Chase Bank, N.A. (Hong Kong, Singapore, United States, United Kingdom)
- J.P Morgan Investment Management Inc. (United Kingdom, United States)
- JPMorgan Asset Management (Canada) Inc.
- Highbridge Capital Management, LLC
- JPMorgan Asset Management (China) Company Limited
- J.P Morgan Alternative Asset Management, Inc.
- Security Capital Research & Management Incorporated
- J.P. Morgan (Suisse) SA
- J.P. Morgan Securities LLC (formerly, J.P. Morgan Securities Inc.) (and further formerly, Bear Stearns & Co., Inc.)
- J.P. Morgan Societas Europaea
- Macquarie Investment Management Global Limited
(formerly, Macquarie Capital Investment Management (Australia) Limited)
- Macquarie Investment Management Ltd
- Macquarie Life Limited
- Macquarie Investment Management Australia Limited
(formerly, MQ Portfolio Management Limited)
- Macquarie Investment Management Business Trust
(formerly, Delaware Management Business Trust)
- J.P. Morgan Societas Europaea
- Morgan Stanley Investment Management Limited
- Morgan Stanley & Co. International plc.
(formerly known as Morgan Stanley & Co International Limited)
- Morgan Stanley Investment Management (Japan) Co., Ltd
(formerly known as Morgan Stanley Asset & Investment Trust Management Co., Limited)
- Morgan Stanley Investment Management Company
- Morgan Stanley Investment Management Inc.
- Morgan Stanley Bank Asia Limited
- Morgan Stanley Asia Limited (Traditional Asset Management within the Investment Management Division)
- Morgan Stanley Smith Barney LLC
- Morgan Stanley AIP GP LP (Hedge Fund Solutions and Portfolio Solutions Group businesses)
- Parametric Portfolio Associates LLC
- Eaton Vance Management
- Boston Management and Research
- Calvert Research and Management
- Atlanta Capital Management Company, LLC
- Eaton Vance Advisers International Ltd.
- Eaton Vance Trust Company
- Morgan Stanley Investment Management (Australia) Pty Limited
- Nomura Asset Management Malaysia Sdn Bhd
- Nomura Asset Management Co., Ltd
- Nomura Asset Management Hong Kong Limited
- Nomura Asset Management Singapore Limited
- Nomura Asset Management U.K. Limited
- Nomura Asset Management Europe KVG mbH (formerly known as Nomura Asset Management Deutschland KAG mbH)
- UBS AG, Hong Kong Branch
- UBS AG, Singapore Branch
- UBS AG, London Branch
- UBS AG, Jersey Branch
- UBS Switzerland AG
- UBS Investment Management Canada Inc.
- UBS Europe SE
- UBS Europe SE, Succursale Italia
- UBS Europe SE, Luxembourg Branch
- UBS (Monaco) S.A.
- Credit Suisse (UK) Ltd
- Credit Suisse Italy S.p.A
Last update: 6 Sep 2024
